Our services contain:
- Process design and description
- Development and implementation of processes for compliance monitoring
- Provision of a firm supervisory reporting process
- Implementation of laws and regulations
Huge demand for compliance statements
Grace to outsourcing agreements there is an increased demand for security in the area of laws and regulations. We developed a set of best practices that have been approved by auditors and supervisors. With the help or our quickscan we will be able to stipulate the possibilities for your organisation.
Why select Into Control
Supervisor point of contact
Proven high quality standards
Part time compliance officer
Legal demandsBoth within and outside Financial Services the pressure to act accordingly to proven high quality standards increases. Laws and regulations become more demanding and the supervisors’ claims become more strict. Compliance is not only expected, but has to be proven, for example in relation to:
- European Transparancy Act
- Sarbanes Oxley Act (SOx)
- Basel II & III
- Solvency II
- Anti Money Laudering Acts
Is Risk Management helpful for you?
Find the answer in 2 days based on our Quickscan
GDPRPrivacy protection is a very important issue. Due to the operative European privacy guideline GDPR as per May 2018, one has to protect the privacy of one’s clients on a risk based basis.
AFM CertificationAIFMD prescribes a firm amount of structural prudential and organisational demands for asset managers. For example Risk Management demands, securitisation positioning, organisational claims, liquidity and fund management.
Our servicesInto Control supports asset managers in designing their orgnisation and requesting an AFM certification. Into Control developed a best practices database and process frameworks enabling a cost efficient implementation and certification process. Feel free to contact us.
Compliance MaturityMany organisations have to deal with the cost of designing and monitoring compliance. Management seeks ways to reduce the cost and to improve the quality of core processes consequently. Maturity of a Governance, Risk en Compliance (GRC) Framework has to be scaled up so ‘key controls’ can be controled and proven.
Our servicesIn cooperation with your organisation Into Control defines an implementation plan based on the maturity of your compliance organisation and enables the implemantion of an integrated and optimalised compliance framework. Into Control uses her best practice database and integrates Risk and Compliance frameworks. Doing so, maximal efficiency is guaranteed and stakeholders are reported transparantly.
Are you interested?Let’s meet
What our clients say about Into Control
Although there was some scepticism in the beginning, the ISAE framework is now broadly supported within the department and as a result we have proven to be ‘in control’.
In a short period of time Into Control enabled us to reduce the number of controls in our risk control framework with 75% and raise our effectiveness consequently.
Grace to the ISAE framework Into Control developed in cooperation with our team our KPI’s became more transparent and managing our organisation became way easier.